Gradient theory for plasticity via homogenization of discrete dislocations

  • Giovanni Leoni

    Carnegie-Mellon University, Pittsburgh, USA
  • Adriana Garroni

    Università di Roma La Sapienza, Italy
  • Marcello Ponsiglione

    Università di Roma La Sapienza, Italy


We deduce a macroscopic strain gradient theory for plasticity from a model of discrete dislocations.

We restrict our analysis to the case of a cylindrical symmetry for the crystal under study, so that the mathematical formulation will involve a two-dimensional variational problem.

The dislocations are introduced as point topological defects of the strain fields, for which we compute the elastic energy stored outside the so-called core region.We show that the -limit of this energy (suitably rescaled), as the core radius tends to zero and the number of dislocations tends to infinity, takes the form

where represents the elastic part of the macroscopic strain, and represents the geometrically necessary dislocation density. The plastic energy density is defined explicitly through an asymptotic cell formula, depending only on the elastic tensor and the class of the admissible Burgers vectors, accounting for the crystalline structure. It turns out to be positively 1-homogeneous, so that concentration on lines is permitted, accounting for the presence of pattern formations observed in crystals such as dislocation walls.

Cite this article

Giovanni Leoni, Adriana Garroni, Marcello Ponsiglione, Gradient theory for plasticity via homogenization of discrete dislocations. J. Eur. Math. Soc. 12 (2010), no. 5, pp. 1231–1266

DOI 10.4171/JEMS/228